STI 2018 Annual Report

177 Exhibit Number Description Location 4.8 Form of First Supplemental Indenture (to Indenture dated as of October 25, 2006) between SunTrust Banks, Inc. and U.S. Bank National Association, as Trustee, incorporated by reference to Exhibit 4.5 to the registrant's Registration Statement on Form 8-A filed on October 24, 2006. (1) 4.9 Senior Indenture, dated as of September 10, 2007 by and between SunTrust Banks, Inc. and U.S. Bank National Association, as Trustee, incorporated by reference to Exhibit 4.1 to the registrant's Current Report on Form 8-K filed on September 10, 2007. (1) 4.10 Form of Series A Preferred Stock Certificate, incorporated by reference to Exhibit 4.2 to registrant's Current Report on Form 8-K filed September 12, 2006. (1) 4.11 Form of Stock Certificate Representing the 5.853% Fixed-to-Floating Rate Normal Preferred Purchase Securities of SunTrust PreferredCapital I, incorporated by reference to Exhibit 4.3.2 to registrant's Post-Effective Amendment No. 1 to Form S-3 filed on October 18, 2006. (1) 4.12 Form of Series F Preferred Stock Certificate, incorporated by reference to Exhibit 4.2 to registrant's Current Report on Form 8-K filed November 7, 2014. (1) 4.13 Form of Series G Preferred Stock Certificate , incorporated by reference to Exhibit 4.1 to registrant's Current Report on Form 8-K filed May 2, 2017. (1) 4.14 Form of Series H Preferred Stock Certificate , incorporated by reference to Exhibit 4.1 to registrant's Current Report on Form 8-K filed November 14, 2017. (1) 10.1 * SunTrust Banks, Inc. Annual Incentive Plan, amended and restated as of January 1, 2018. (2) 10.2* SunTrust Banks, Inc. 2009 Stock Plan, as amended and restated as of August 11, 2015, incorporated by reference to Exhibit 10.1 to Current Report on Form 8-K filed August 13, 2015, together with (i) Form of Nonqualified Stock OptionAgreement; (ii) Form of Performance-Vested Stock OptionAgreement; (iii) Form of Pro-Rata Nonqualified Stock OptionAwardAgreement; (iv) Formof Non-Employee Director Restricted StockAwardAgreement; (v) Form of Non-Employee Director Restricted Stock Unit AwardAgreement; (vi) Form of Nonqualified Stock OptionAward Agreement with clawback under the SunTrust Banks, Inc. 2009 Stock Plan; (vii) Form of Restricted Stock Unit Agreement, 2016 Return on Tangible Common Equity; (viii) Form of Restricted Stock Unit Agreement, 2016 Retention I; (ix) Form of Restricted Stock Unit Agreement, 2016 Retention II; (x) Form of Restricted Stock Unit Award Agreement, 2016 ROTCE/TSR; (xi) Form of Performance Vested Restricted Stock Unit Award Agreement, 2017, (ROTCE/TSR); (xii) Form of Time Vested Restricted Stock Unit Award Agreement, 2017, Type I (VIR); (xiii) Form of Time Vested Restricted Stock Unit Award Agreement, 2017, Type II; (xiv) Form of Performance Vested Restricted Stock Unit Award Agreement, 2018, Type I; (xv) Form of Performance Vested Restricted Stock Unit Award Agreement, 2018, Type II; (xvi) Form of Time Vested Restricted Stock Unit Award Agreement, 2018, Type I; (xvii) Form of Time Vested Restricted Stock Unit Award Agreement, 2018, Type II; (xviii) Form of Time Vested Restricted Stock Unit Award Agreement, 2018, Type III; and (xix) Form of Time Vested Restricted Stock Unit Award Agreement, 2018, Type IV, incorporated by reference to: (1) (i) Exhibit 10.1.1 to the Company's Registration Statement No. 333-158866 on Form S-8 filed April 28, 2009; (ii) Exhibit 10.1.2 to the Company's Registration Statement No. 333-158866 on Form S-8 filed April 28, 2009; (iii) Exhibit 10.3 of the Company's Current Report on Form 8-K filed April 4, 2011; (iv) Exhibit 10.1 of the Company's Current Report on Form 8-K filed April 27, 2011; (v) Exhibit 10.2 of the Company's Current Report on Form 8-K filed April 27, 2011; (vi) Exhibit 10.29 of the Company's Annual Report on Form 10-K filed February 24, 2012; (vii) Exhibit 10.7 of the Company's Annual Report on Form 10-K filed February 23, 2016; (viii) Exhibit 10.1 of the Company's Current Report on Form 8-K filed February 12, 2016; (ix) Exhibit 10.2 of the Company's Current Report on Form 8-K filed February 12, 2016; (x) Exhibit 10.3 of the Company's Quarterly Report on Form 10-Q filed May 4, 2016; (xi to xiii) Exhibit 10.19 , Exhibit 10.20 , and Exhibit 10.21 of the Company's Annual Report on Form 10-K filed February 24, 2017; and (xiv) to (xix) Exhibit 10.18 , Exhibit 10.19 , Exhibit 10.20 , Exhibit 10.21 , Exhibit 10.22 , and Exhibit 10.23 of the Company's Annual Report on Form 10-K filed February 23, 2018. 10.3* SunTrust Banks, Inc. 2004 Stock Plan, effective April 20, 2004, as amended and restated February 12, 2008, incorporated by reference to Exhibit 10.1 to the registrant's Current Report on Form 8-K filed February 15, 2008, as further amended effective January 1, 2009, incorporated by reference to Exhibit 10.14 to the registrant's Current Report on Form 8-K filed January 7, 2009, together with (i) Form of Non-Qualified Stock Option Agreement and (ii) Form of Director Restricted Stock Unit Agreement, incorporated by reference to (i) Exhibit 10.70 of the registrant's Quarterly Report on Form 10-Q filed May 8, 2006 and (ii) Exhibit 10.74 of the registrant's Quarterly Report on Form 10-Q filed May 8, 2006. (1) 10.4* SunTrust Banks, Inc. 2000 Stock Plan, effective February 8, 2000, and amendments effective January 1, 2005, November 14, 2006, and January 1, 2009, incorporated by reference to ExhibitA to registrant's 2000 Proxy Statement on Form 14A (File No. 001-08918), to Exhibits 10.1 and 10.2 to the registrant's Current Report on Form 8-K filed February 16, 2007, and to Exhibit 10.12 to the registrant's Current Report on Form 8-K filed January 7, 2009. (1)