EEI 2017 Form 10-K

Table of Contents PARTIV Item 15. Exhibits, Financial Statements, Schedules (a) 1. Financial Statements Page Report of Independent Registered Public Accounting Firm 30 - 31 Consolidated Balance Sheets at July 31, 2017 and 2016 32 Consolidated Statements of Operations for the fiscal years ended July 31, 2017, 2016 and 2015 33 Consolidated Statements of Comprehensive Income for the fiscal years ended July 31, 2017, 2016 and 2015 34 Consolidated Statements of Cash Flows for the fiscal years ended July 31, 2017, 2016 and 2015 35 Consolidated Statements of Changes in Shareholders Equity for the fiscal years ended July 31, 2017, 2016 and 2015 36 Notes to Consolidated Financial Statements 37 2. Financial Statement Schedules All schedules are omitted because they are not applicable, or the required information is shown in the consolidated financial statements or notes thereto. 3. Exhibits Exhibit No. Description 3.1 Certificate of Incorporation (1) 3.2 Certificate of Amendment of Certificate of Incorporation filed on March 23, 1970 (1) 3.3 Certificate of Amendment of Certificate of Incorporation filed on January 19, 1982 (1) 3.4 Certificate of Amendment of Certificate of Incorporation filed on January 29, 1987 (1) 3.5 Certificate of Amendment of Certificate of Incorporation filed on February 10, 1987 (1) 3.6 Restated By-Laws adopted on July 30, 1986 by Board of Directors (1) 3.7 Certificate of Change under Section 805-A of the Business Corporation Law filed August 18, 1988 (2) 3.8 Amendment to the By-Laws dated August 21, 2013 (8) 3.9 Re-stated By-Laws dated February 25, 2016 (9) 3.10 Certificate of Amendment of Certificate of Incorporation filed on March 1, 2016 (9) 4.1 Specimen Class A Common Stock Certificate (1) 4.2 Specimen Class B Common Stock Certificates (1) 10.1 Stockholders' Agreement among Gerhard J. Neumaier, Ronald L. Frank, Frank B. Silvestro and Gerald A. Strobel dated May 12, 1970 (1) 10.4 Ecology and Environment, Inc. Defined Contribution Plan Agreement dated July 25, 1980 as amended on April 28, 1981 and July 21, 1983 and restated effective August 1, 1984 (1) 10.5 Summary of Ecology and Environment Discretionary Performance Plan (3) 10.6 1998 Ecology and Environment, Inc. Stock Award Plan and Amendments (2) 10.7 2003 Ecology and Environment, Inc. Stock Award Plan (4) 10.8 2007 Ecology and Environment, Inc. Stock Award Plan (5) 10.9 2011 Ecology and Environment, Inc. Stock Award Plan (7) 10.10 2016 Ecology and Environment, Inc. Stock Award Plan (10) 10.11 Amendment No. 1 dated January 24, 2011 to the Stockholders’ Agreement among Gerhard J. Neumaier, Ronald L. Frank, Frank B. Silvestro and Gerald A. Strobel dated May 12, 1970 (6) 14.1 Code of Ethics (11) 21.5 Schedule of Subsidiaries as of July 31, 2017 (12) 23.1 Consent of Independent Registered Public Accounting Firm – Ernst & Young LLP (12) 23.2 Consent of Independent Registered Public Accounting Firm – Schneider Downs & Co., Inc. (12) 31.1 Certification of Principal Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 (12) 31.2 Certification of Principal Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 (12) 32.1 Certification of Principal Executive Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (12) 32.2 Certification of Principal Financial Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (12) 70