Table of Contents I 130

CJ 2017 Annual Report

Clear Direction I
Achievements and Results III
Clear Vision IV
Clear Commitment VI
Clear Focus VIII
Directors and Officers X
Form 10-K XI
Table of Contents XIII
Part I 1
Item 1. Business 3
Item 1A. Risk Factors 18
Item 1B. Unresolved Staff Comments 31
Item 2. Properties 31
Item 3. Legal Proceedings 32
Item 4. Mine Safety Disclosures 33
Part II 34
Item 5. Market for Registrant’s Common Equity and Related Shareholder Matters and Issuer Purchases of Equity Securities 34
Item 6. Selected Financial Data 36
Item 7. Management’s Discussion and Analysis of Financial Condition and Results of Operations 37
Item 7A. Quantitative and Qualitative Disclosures About Market Risk 64
Item 8: Financial Statements and Supplementary Data 65
Management’s Report on Internal Control Over Financial Reporting 66
Report of Independent Registered Public Accounting Firm 67
Consolidated Balance Sheets 69
Consolidated Statements of Operations 70
Consolidated Statements of Comprehensive Income (Loss) 71
Consolidated Statements of Changes in Stockholders’ Equity 72
Consolidated Statements of Cash Flows 73
Notes to Consolidated Financial Statements 74
Note 1: Organization, Nature of Business and Summary of Significant Accounting Policies 74
Note 2: Chapter 11 Proceeding and Emergence 84
Note 3: Fresh Start Accounting 86
Note 4: Debt 91
Note 5: Goodwill and Other Intangible Assets 95
Note 6: Income Taxes 97
Note 7: Share-Based Compensation 100
Note 8: Related Party Transactions 105
Note 9: Business Concentrations 106
Note 10: Commitments and Contingencies 107
Note 11: Employee Benefit Plans 108
Note 12: Mergers and Acquisitions 108
Note 13: Segment Information 112
Note 14: Quarterly Financial Data (unaudited) 116
Note 15: Supplemental Cash Flow Disclosures 117
Item 9. Changes in and Disagreements with Accountants on Accounting and Financial Disclosure 118
Item 9A. Controls and Procedures 118
Item 9B. Other Information 120
Part III 121
Item 10. Directors, Executive Officers and Corporate Governance 121
Item 11. Executive Compensation 121
Item 12. Security Ownership of Certain Beneficial Owners and Management and Related Shareholder Matters 121
Item 13. Certain Relationships and Related Transactions, and Director Independence 121
Item 14. Principal Accounting Fees and Services 121
Part IV 122
Item 15. Exhibits, Financial Statement Schedules 122
Signatures 125
Exhibit Index 127
Shareholder Information 129

RkJQdWJsaXNoZXIy NTIzOTM0