NYCB 2017 Annual Report

147 ITEM 14. PRINCIPAL ACCOUNTANT FEES AND SERVICES Information regarding principal accountant fees and services appears in our 2018 Proxy Statement under the caption “Audit and Non - Audit Fees,” and is incorporated herein by this reference. PART IV ITEM 15. EXHIBITS AND FINANCIAL STATEMENT SCHEDULES (a) Documents Filed As Part of This Report 1. Financial Statements The following are incorporated by reference from Item 8 hereof: • Reports of Independent Registered Public Accounting Firm; • Consolidated Statements of Condition at December 31, 2017 and 2016; • Consolidated Statements of Operations and Comprehensive Income (Loss) for each of the years in the three- year period ended December 31, 2017; • Consolidated Statements of Changes in Stockholders’ Equity for each of the years in the three -year period ended December 31, 2017; • Consolidated Statements of Cash Flows for each of the years in the three-year period ended December 31, 2017; and • Notes to the Consolidated Financial Statements. The following are incorporated by reference from Item 9A hereof: • Management’s Report on Internal Control over Financial Reporting; and • Changes in Internal Control over Financial Reporting. 2. Financial Statement Schedules Financial statement schedules have been omitted because they are not applicable or because the required information is provided in the Consolidated Financial Statements or Notes thereto. 3. Exhibits Required by Securities and Exchange Commission Regulation S-K The following exhibits are filed as part of this Form 10-K, and this list includes the Exhibit Index. Exhibit No. 3.1 Amended and Restated Certificate of Incorporation (1) 3.2 Certificates of Amendment of Amended and Restated Certificate of Incorporation (2) 3.3 Certificate of Amendment of Amended and Restated Certificate of Incorporation (3) 3.4 Certificate of Designations of the Registrant with respect to the Series A Preferred Stock, dated March 16, 2017, filed with the Secretary of State of the State of Delaware and effective March 16, 2017 (4) 3.5 Amended and Restated Bylaws (5) 4.1 Specimen Stock Certificate (6) 4.2 Deposit Agreement, dated as of March 16, 2017, by and among the Registrant, Computershare, Inc, and Computershare Trust Company, N.A., as joint depositary, and the holders from time to time of the depositary receipts described therein (7) 4.3 Form of certificate representing the Series A Preferred Stock (7) 4.4 Form of depositary receipt representing the Depositary Shares (7)