NYCB 2017 Annual Report

148 4.5 Registrant will furnish, upon request, copies of all instruments defining the rights of holders of long-term debt instruments of the registrant and its consolidated subsidiaries. 10.1 Form of Employment Agreement between New York Community Bancorp, Inc. and Joseph R. Ficalora, Robert Wann, Thomas R. Cangemi, James J. Carpenter, and John J. Pinto* (8) 10.2 Synergy Financial Group, Inc. 2004 Stock Option Plan (as assumed by New York Community Bancorp, Inc. effective October 1, 2007)* (9) 10.3(P) Form of Change in Control Agreements among the Company, the Bank, and Certain Officers* (10) 10.4(P) Form of Queens County Savings Bank Employee Severance Compensation Plan* (10) 10.5(P) Form of Queens County Savings Bank Outside Directors’ Consultation and Retirement Plan* (10) 10.6(P) Form of Queens County Bancorp, Inc. Employee Stock Ownership Plan and Trust* (10) 10.7(P) Incentive Savings Plan of Queens County Savings Bank* (11) 10.8(P) Retirement Plan of Queens County Savings Bank* (10) 10.9(P) Supplemental Benefit Plan of Queens County Savings Bank* (12) 10.10(P) Excess Retirement Benefits Plan of Queens County Savings Bank* (10) 10.11(P) Queens County Savings Bank Directors’ Deferred Fee Stock Unit Plan* (10) 10.12 New York Community Bancorp, Inc. Management Incentive Compensation Plan* (13) 10.13 New York Community Bancorp, Inc. 2006 Stock Incentive Plan* (13) 10.14 New York Community Bancorp, Inc. 2012 Stock Incentive Plan* (14) 10.15 Underwriting Agreement, dated march 10, 2017, by and among the Registrant and Goldman Sachs & Co., Credit Suisse Securities (USA) LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated, as representatives of the several underwriters listed therein (15) 11.0 Statement Re: Computation of Per Share Earnings (See Note 2 to the Consolidated Financial Statements) 12.0 Statement Re: Ratio of Earnings to Fixed Charges (attached hereto) 21.0 Subsidiaries information incorporated herein by reference to Part I, “Subsidiaries” 23.0 Consent of KPMG LLP, dated March 1, 2018 (attached hereto) 31.1 Rule 13a-14(a) Certification of Chief Executive Officer of the Company in accordance with Section 302 of the Sarbanes-Oxley Act of 2002 (attached hereto) 31.2 Rule 13a-14(a) Certification of Chief Financial Officer of the Company in accordance with Section 302 of the Sarbanes-Oxley Act of 2002 (attached hereto) 32.0 Section 1350 Certifications of the Chief Executive Officer and Chief Financial Officer of the Company in accordance with Section 906 of the Sarbanes-Oxley Act of 2002 (attached hereto) 101 The following materials from the Company’s Annual Report on Form 10 -K for the year ended December 31, 2017, formatted in XBRL (Extensible Business Reporting Language): (i) the Consolidated Statements of Condition, (ii) the Consolidated Statements of Operations and Comprehensive Income (Loss), (iii) the Consolidated Statements of Changes in Stockholder s’ Equity, (iv) the Consolidated Statements of Cash Flows, and (v) the Notes to the Consolidated Financial Statements. * Management plan or compensation plan arrangement. (1) Incorporated by reference to Exhibits filed with the Company’s Form 10 -Q for the quarterly period ended March 31, 2001 (File No. 0-22278) (2) Incorporated by reference to Exhibits filed with the Company’s Form 10 -K for the year ended December 31, 2003 (File No. 1-31565) (3) Incorporated by reference to Exhibits to the Company’s Form 8 -K filed with the Securities and Exchange Commission on April 27, 2016 (File No. 1-31565) (4) Incorporated herein by reference to 3.4 of the Registrant’s Registration Statem ent on Form 8-A (File No. 333- 210919), as filed with the Securities and Exchange Commission on March 16, 2017 (5) Incorporated by reference to Exhibits filed with the Company’s Form 10 -K for the year ended December 31, 2016 (File No. 1-31565)