Table of Contents 1 125

TD Ameritrade 2018 Annual Report

Contents 2
Letter to shareholders 3
Accomplishments 6
Financials 7
Scottrade 8
Innovation 9
Corporate social responsibility 10
Form 10-K 11
Index 12
Part I 13
Item 1. Business. 13
Item 1A. Risk Factors 22
Item 1B. Unresolved Staff Comments 33
Item 2. Properties. 33
Item 3. Legal Proceedings 33
Item 4. Mine Safety Disclosures 34
Part II 34
Item 5. Market For Registrant's Common Equity, Related Stockholder Matters And Issuer Purchases Of Equity Securities 34
Item 6. Selected Financial Data 36
Item 7. Management's Discussion And Analysis Of Financial Condition And Results Of Operations Glossary Of Terms 37
Glossary Of Terms 37
Financial Statement Overview 41
Acquisition Of Scottrade 41
Critical Accounting Policies And Estimates 42
Results Of Operations 43
Liquidity And Capital Resources 52
Off- Balance Sheet Arrangements 58
Contractual Obligations 59
Item 7A. Quantitative And Qualitative Disclosures About Market Risk 59
Item 8. Financial Statements And Supplementary Data 61
Report Of Ernst & Young Llp. 61
Consolidated Balance Sheets 62
Consolidated Statements Of Income 63
Consolidated Statements Of Comprehensive Income 64
Consolidated Statements Of Stockholders' Equity 65
Consolidated Statements Of Cash Flows 66
Notes To Consolidated Financial Statements 67
Item 9. Changes In And Disagreements With Accountants On Accounting And Financial Disclosure 114
Item 9A. Controls And Procedures 114
Item 9B. Other Information 116
Part III 116
Item 10. Directors, Executive Officers And Corporate Governance 116
Item 11. Executive Compensation 116
Item 12. Security Ownership Of Certain Beneficial Owners And Management And Related Stockholder Matters. 116
Item 13. Certain Relationships And Related Transactions, And Director Independence 117
Item 14. Principal Accounting Fees And Services 117
Part IV 117
Item 15. Exhibits, Financial Statement Schedules. 117
Exhibit Index 118
Signatures 122

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